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401(k) SERVICES

Aligning Your 401(k) Plan With Your People and Purpose


Investment Analysis, Selection & Monitoring

  • Independent investment performance evaluation
  • Open-architecture fund lineup design
  • Rigorous quantitative and qualitative fund analysis
  • Ongoing benchmarking and performance reporting

Employee Education & Communication

  • Customized education campaigns and materials
  • Live group and one-on-one employee meetings
  • Personalized financial planning for executives
  • Targeted communication strategies to increase participation

Fiduciary Risk Management

  • 3(18), 3(21), and 3(38) fiduciary strategies
  • Investment Policy Statement (IPS) development and monitoring
  • Committee meeting facilitation and documentation
  • Fiduciary training and plan governance support

Strategic Plan Integration & Design

  • Plan design consulting and optimization
  • M&A due diligence and transition support
  • Plan audit and gap analysis
  • Employer contribution strategy and administration support

Vendor Comparative Analysis & Management

  • RFP design, execution, and vendor oversight
  • Fee transparency and benchmarking
  • Bundled vs. unbundled vendor evaluation
  • Ongoing investment and service reviews

Let’s Strengthen Your Plan

Whether you’re looking to enhance participation, reduce plan costs, or simplify administration, our advisory team can help align your retirement plan with your organization’s goals.

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